Scope & Objective

Objective: IAS 28 prescribes the accounting for investments in associates and joint ventures, requiring the use of the equity method to account for such investments.

  • Applies to all investments in associates and joint ventures
  • Does not apply to investments held by venture capital organizations or mutual funds measured at fair value through profit or loss
  • Key principle: equity method of accounting
Definitions

Associate: An entity over which the investor has significant influence, but not control or joint control.

Joint Venture: A joint arrangement whereby the parties that have joint control have rights to the net assets of the arrangement.

Significant Influence: The power to participate in the financial and operating policy decisions but not control them.

  • Presumption of Significant Influence: Generally presumed if investor holds 20% or more of voting power
  • Joint Control: Contractually agreed sharing of control
Equity Method

The equity method is applied for investments in associates and joint ventures:

StepDescription
Initial RecognitionInvestment recognized at cost
Subsequent MeasurementCost adjusted for investor's share of post-acquisition profits/losses and other comprehensive income
Dividends ReceivedReduce carrying amount of investment

Note: The investor's share of profits/losses and other comprehensive income is recognized in the investor's statement of comprehensive income.

Exceptions & Impairment

Fair Value Option: When an investment in an associate or joint venture is held by a venture capital organization, it may be measured at fair value through profit or loss.

  • If an associate or joint venture has different reporting dates, adjustments are made for significant transactions
  • Uniform accounting policies should be used
  • Potential voting rights should be considered when assessing significant influence
Impairment Example:

Company A invests $1,000,000 in Associate B (30% ownership)

Associate B reports profit of $200,000 → Company A recognizes $60,000

Carrying amount becomes $1,060,000

If impairment indicators exist, Company A tests for impairment

Losses in Excess of Investment
  • If investor's share of losses equals or exceeds carrying amount of investment, investor discontinues recognizing further losses
  • Investment is reported at nil value
  • Additional losses are recognized only to the extent that investor has incurred legal or constructive obligations
  • If associate/joint venture subsequently reports profits, investor resumes recognizing its share only after its share of profits equals unrecognized losses
Disclosures
RequirementDescription
Fair ValueFair value of investments in associates/joint ventures if practicable
Summarized Financial InformationFor material associates/joint ventures
Nature & Extent of RestrictionsOn ability of associates/joint ventures to transfer funds to investor
Contingent LiabilitiesRelated to interests in associates/joint ventures
Key Changes from Previous Version
  • Joint ventures are now accounted for using the equity method (previously proportionate consolidation)
  • Clarification on accounting for potential voting rights
  • Enhanced disclosure requirements
  • Alignment with IFRS 10, 11, and 12