Regulatory Structure

IFRS Foundation: An independent, not-for-profit organization that develops and approves International Financial Reporting Standards.

  • Monitoring Board: Provides oversight and links to public authorities
  • Trustees: 22 members responsible for governance and funding
  • International Accounting Standards Board (IASB): Independent standard-setting body
  • IFRS Interpretations Committee: Addresses emerging accounting issues
Due Process for Standard Setting

Standard-Setting Process: Transparent and inclusive process for developing IFRS Standards.

StageDescriptionDuration
Research ProgramIdentify and review financial reporting issuesOngoing
Discussion PaperPreliminary views for public comment6+ months
Exposure DraftProposed standard for public comment4-6 months
Final StandardIssued after considering all commentsEffective date set
Conceptual Framework Overview

Conceptual Framework: is a statement of generally accepted theoretical principles which form the frame of reference for financial reporting.

Conceptual framework sets out the objectives and principles of general purpose of financial reporting.

Key purpose of conceptual Framework

Conceptual framework provides the basis for IASB development of a new accounting standards and evaluation of those already existed.

Help preparers of financial reporting to develop consistent accounting policies for areas which are not covered by IFRS (Eg, Cryptocurrency)

Framework Hierarchy:
1. Objective of Financial Reporting
2. Qualitative Characteristics
3. Elements of Financial Statements
4. Recognition & Measurement
5. Presentation & Disclosure
Objective of Financial Reporting

Primary Objective: To provide financial information about the reporting entity that is useful to existing and potential investors, lenders, and other creditors in making decisions about providing resources to the entity.

  • Decision-usefulness: Focus on economic decision-making
  • Stewardship: Information about management's performance
  • Primary Users: Existing and potential investors, lenders, creditors
  • General Purpose FS: Meet needs of multiple user groups
Qualitative characteristics for useful information
FundamentalEnhancing
Relevant• Comparability
Faithfully represents• Verifiability
• Timeliness
• Understandability
Reporting Entity Concept

Reporting Entity: An entity that is required, or chooses, to prepare financial statements.

Entity TypeCharacteristicsExamples
Single EntityLegal entity preparing separate financial statementsCorporation, partnership
Consolidated GroupParent and subsidiaries as single economic entityHolding company with subsidiaries
Combined EntitiesEntities under common controlSister companies
Fundamental Qualitative Characteristics

Relevance: Information that is capable of making a difference in decisions made by users.

Faithful Representation: Information that is complete, neutral, and free from error.

CharacteristicComponentsApplication
RelevancePredictive value, Confirmatory value, MaterialityInformation influencing decisions
Faithful RepresentationComplete, Neutral, Free from errorAccurate depiction of economic phenomena
Enhancing Qualitative Characteristics

Enhancing Characteristics: Improve the usefulness of information that is relevant and faithfully represented.

CharacteristicDefinitionImportance
ComparabilitySimilarities and differences can be discerned and evaluatedEnables trend analysis and benchmarking
VerifiabilityDifferent knowledgeable and independent observers could reach consensusEnhances credibility and reliability
TimelinessAvailable to decision-makers in time to influence decisionsInformation loses relevance with delay
UnderstandabilityClear and concise presentation for users with reasonable knowledgeAssumes users have business knowledge
Elements of Financial Statements
Statement of Financial Position:
• Assets, Liabilities, Equity

Statement of Financial Performance:
• Income, Expenses

Other Statements:
• Contributions from owners, Distributions to owners
Elements Definition:

Asset: A present economic resource controlled by the entity as a result of past events that has the potential to produce economic benefits.

Liability: A present obligation of the entity to transfer an economic resource as a result of past events.

Equity: The residual interest in the assets of the entity after deducting all its liabilities.

Recognition & Measurement

Recognition Criteria: An item is recognized when it meets the definition of an element and provides relevant information that is faithfully represented.

Measurement BasisDescriptionApplication
Historical CostValue at original transaction dateMost non-financial assets
Fair ValuePrice in orderly transaction between market participantsFinancial instruments, investment property
Value in UsePresent value of future cash flowsImpairment testing
Current ValueValue at measurement dateVarious applications
Capital Maintenance Concepts

Capital Maintenance: Concepts that determine how profit is measured by comparing capital at beginning and end of period.

ConceptBasisProfit Measurement
Financial Capital MaintenanceMonetary unitsProfit = Change in net assets in money terms
Physical Capital MaintenanceOperating capabilityProfit = Change in net assets in physical terms
Global Adoption Status
  • Required: 144 jurisdictions require IFRS for all public companies
  • Permitted: 12 jurisdictions permit IFRS
  • Major Adopters: EU, UK, Canada, Australia, Brazil, South Africa
  • US Status: Permitted for foreign issuers, convergence projects ongoing
  • Emerging Markets: Widespread adoption with local modifications


Conceptual Framework for Financial Reporting

Exam: December 2021 (8 marks)

Question: What is the Conceptual Framework and how does it relate to individual IFRS Standards?

Overview

The Conceptual Framework is the foundation and the basic rulebook for financial reporting. It provides the foundations for IFRS Standards but is not a standard itself.

What's in the Conceptual Framework?

  • The main goal of financial reports
  • What makes financial information useful (like relevance and faithful representation)
  • Basic definitions (e.g., what is an "asset" or a "liability").
  • How to measure values in financial statements

Purpose and Relationship with IFRS Standards

Primary Purpose: 

For Rule-Makers (IASB): It's a guide to create new IFRS rules and update old ones, making sure they are all consistent

  • For Companies (Preparers): If there is no specific IFRS rule for a transaction, the Framework helps them create their own accounting policy that fits with the overall concepts
  • For Everyone (Users): It helps people understand and interpret the IFRS rules correctly
  • Important Note: If a specific IFRS Standard has a different rule, that specific rule always wins over the general Conceptual Framework